Federal Employees Family Friendly Leave Act

Report to Congress on the "Federal Employees Family Friendly Leave Act" (Public Law 103-388)

Executive Summary

This report presents the Office of Personnel Management's findings on the use of sick leave for family care or bereavement purposes under the Federal Employees Family Friendly Leave Act, Public Law 103-388, October 22, 1994. The Act, which became effective on December 22, 1994, requires the Office of Personnel Management (OPM) to submit a report to Congress no later than June 21, 1997, to evaluate the use of sick leave for family care or bereavement purposes and to make recommendations as to whether the entitlements under the Act should continue beyond December 21, 1997.

The Federal Employees Family Friendly Leave Act authorizes covered full-time employees to use a total of up to 40 hours (5 workdays) of sick leave per year to (1) give care or otherwise attend to a family member having an illness, injury, or other condition which, if an employee had such a condition, would justify the use of sick leave by the employee; or (2) make arrangements for or attend the funeral of a family member. In addition, a covered full-time employee who maintains a balance of at least 80 hours of sick leave may use an additional 64 hours (8 workdays) of sick leave per year for these purposes, bringing the total amount of sick leave available for family care or bereavement purposes to a maximum of 104 hours (13 workdays) per year.

On December 12, 1996, OPM requested that Directors of Personnel provide information on the use of sick leave for family care or bereavement purposes. OPM received responses from 56 agencies. Although most employees may use a total of up to 104 hours (13 workdays) of sick leave each year for family care or bereavement purposes, the average amount of sick leave used in 1995 for these purposes was 23.3 hours (less than 3 workdays), and the average amount of sick leave used in 1996 for these purposes was 28.9 hours (less than 4 workdays). Only about 3 percent of employees who used sick leave for family care or bereavement purposes used the maximum of 13 workdays per year. Based on the information provided by the reporting agencies, 228,537 employees used sick leave for family care or bereavement purposes in 1995, and 335,201 employees used sick leave for these purposes in 1996, an increase of 46 percent. We attribute this rise to a growing employee awareness of the provisions of the Federal Employees Family Friendly Leave Act. In addition, although more female than male employees exercised their entitlement to use sick leave for family care or bereavement purposes, the average number of hours used by males was slightly higher than the average number of hours used by females in both 1995 and 1996.

Data from the Office of Personnel Management's Annual Survey of Work Years and Personnel Costs show that the average number of days of sick leave used by Federal civilian employees in Executive branch agencies (including the U.S. Postal Service) increased from 8.6 days in 1994 to 8.8 days in 1995 and to approximately 9.3 days in 1996 (1) . Thus, the average number of days of sick leave used for all purposes has increased by about 8 percent since 1994, the year the Federal Employees Family Friendly Leave Act was enacted.

There are a number of factors to which the recent increase in the use of sick leave may be attributed. For example, in addition to the enactment of the Federal Employees Family Friendly Leave Act, Congress enacted separate legislation in 1994 to permit employees to use sick leave for any purpose related to the adoption of a child and to substitute sick leave retroactively for any annual leave used for adoption-related purposes between September 30, 1991, and September 30, 1994. The changing demographics of the Federal workforce--i.e., more working mothers, single parents, and adult children caring for parents, together with an aging population--also may be responsible for increases in the use of sick leave.

Federal agencies fully support the continuation of the Federal Employees Family Friendly Leave Act. Agencies believe the Act demonstrates that the Federal Government recognizes the importance of family responsibilities and is committed to assisting Federal employees in balancing their work and family responsibilities. The general perception is that employees who take time off for these purposes are better able to deal with the financial and personal strains caused by a family member's medical needs or death. When an employer demonstrates support of its employees through this means, it fosters goodwill and creates a more compassionate family friendly workplace, resulting in a more productive workforce.

Recommendation

The Office of Personnel Management recommends that the Federal Employees Family Friendly Leave Act be made permanent.

Leave Flexibilities Available for Family Care Purposes

In response to America's changing demographic realities and a renewed commitment to family values, the Federal Government has for some time pursued a range of family friendly employment policies and programs to help Federal employees balance work and family demands. The Federal Employees Family Friendly Leave Act is just one of several family friendly leave policies established to achieve a workplace culture that is more family friendly and productive.

Under the current Federal leave system, employees accrue and accumulate annual and sick leave that may be used for paid absences from work. Annual leave accrual rates increase with career longevity so that full-time employees with more than 15 years of Federal service earn substantially more annual leave (26 days) than full-time employees with less than 3 years of service (13 days). In addition, full-time employees earn 13 days of sick leave each year. In most cases, employees use annual leave for vacations and personal needs, including caring for a family member. Sick leave serves as the primary source of income protection for an employee's own sickness or injury. Under the Federal Employees Family Friendly Leave Act, Federal employees may now use a limited amount of their sick leave to care for a family member. In addition, employees may use sick leave for purposes related to the adoption of a child. Employees may also request advance annual leave, up to 40 hours of advance sick leave, or leave without pay for family care or bereavement purposes.

Under the Family and Medical Leave Act of 1993, covered Federal employees are entitled to a total of 12 administrative workweeks of unpaid leave during any 12-month period for (a) the birth of a son or daughter and care of the newborn; (b) the placement of a son or daughter with the employee for adoption or foster care; (c) the care of a spouse, son, daughter, or parent with a serious health condition; and (d) a serious health condition of the employee that makes the employee unable to perform the duties of his or her position. Employees may elect to substitute their annual leave or sick leave, if appropriate, for unpaid leave under the Family and Medical Leave Act, consistent with current law and regulations.

The Federal leave sharing program assists employees who have depleted their accumulated annual and sick leave. The Federal leave transfer program allows Federal employees to donate annual leave to other Federal employees who have personal or family medical emergencies and who have exhausted their own paid leave. Federal leave banks allow employees to contribute a specified amount of annual leave yearly to their agency leave bank. Leave bank members affected by personal or family medical emergencies can then withdraw leave from the bank if they exhaust their own paid leave.

Prior to the enactment of the Federal Employees Family Friendly Leave Act, the Office of Personnel Management (OPM) published proposed regulations in the Federal Register on May 11, 1994, to expand the use of sick leave by permitting employees to use a total of up to 5 workdays of sick leave each leave year to provide care for a child, spouse, or parent as a result of sickness, injury, pregnancy, or childbirth; make arrangements necessitated by the death of a child, spouse, or parent; or attend the funeral of a child, spouse, or parent. Analysis of existing Federal leave policies had shown the need and desire for expanded use of sick leave to care for family members. The report of the National Performance Review (NPR) on September 7, 1993, stated that "family-friendly policies serve the needs of a diverse workforce struggling to manage child care, elder care, family emergencies and other personal responsibilities while at the same time remaining committed to professional development and advancement." The NPR went on to recommend that employees be permitted to use sick leave to care for dependents in order to advance these goals. OPM's proposed changes in the sick leave regulations were part of OPM's continuing effort to develop human resource policies that are sensitive to the needs of employees.

Soon after OPM's proposed regulations were published, the Federal Employees Family Friendly Leave Act (H.R. 4361) was introduced in the 103rd Congress by Congresswoman Eleanor Holmes Norton. In her opening statement at a hearing on the bill before the House Subcommittee on Compensation and Employee Benefits on May 18, 1994, Congresswoman Norton pointed out that the Bureau of Labor Statistics found that in the private sector, 36 percent of employees were granted the right by their employers to use sick leave to care for a sick child. In addition, OPM found that 46 State governments, whose sick leave policies are generally comparable to those of the Federal Government, allowed the use of sick leave for family illnesses.

Under its own regulatory authority, OPM published final regulations implementing the use of sick leave for family care or bereavement purposes on December 2, 1994 (59 FR 62265). OPM's final regulations are consistent with the Federal Employees Family Friendly Leave Act, which became effective on December 22, 1994.

The Federal Employees Family Friendly Leave Act provides explicitly that the term "family member" must be defined in the same way that the term is defined under the OPM regulations governing the Federal leave transfer program. Under 5 CFR 630.902, "family member" means the following relatives of the employee:

  1. Spouse, and parents thereof;
  2. Children, including adopted children, and spouses thereof;
  3. Parents;
  4. Brothers and sisters, and spouses thereof; and
  5. Any individual related by blood or affinity whose close association with the employee is the equivalent of a family relationship.

Thus, the coverage of the Federal Employees Family Friendly Leave Act (in terms of the individuals for whom a Federal employee may provide care while on paid sick leave) is somewhat broader than the coverage of the Family and Medical Leave Act of 1993, under which Federal employees may use unpaid leave to care for a "spouse, son, daughter or parent."

Analysis of Leave Data

To enable the Office of Personnel Management (OPM) to evaluate the use of sick leave for family care or bereavement purposes, agencies were requested to provide data on the use of sick leave for these purposes. OPM received responses from 56 agencies. (See Appendix 1 for a complete listing of the responding agencies.)

In 1995, the first full leave year in which the use of sick leave for family care or bereavement purposes was permitted, 228,537 employees in the responding agencies (about 10.8 percent of all covered employees) used sick leave for family care or bereavement purposes. Although most Federal employees may use a total of up to 104 hours (13 workdays) of sick leave for these purposes, in 1995 the average amount of sick leave used was 23.3 hours (less than 3 workdays). The number of employees using sick leave for family care or bereavement purposes rose in 1996 to 335,201 (17.0 percent of all covered employees), an increase of 46.7 percent from 1995 to 1996. In addition, the average amount of sick leave used for family care or bereavement purposes increased by about 5 hours, to 28.9 hours (less than 4 workdays). We attribute these increases to a growing employee awareness of their entitlement to use sick leave for family care or bereavement purposes. While it is impossible to predict the level of use of sick leave for these purposes in the future, it is reasonable to conclude that there will not be significant increases in the number of employees using sick leave for family care or bereavement purposes now that the program is firmly established and employees are generally aware of their entitlement. (See Appendix 2 for complete data on the use of sick leave for family care or bereavement purposes.)

In 1995, 12.4 percent of eligible female employees and 9.5 percent of eligible male employees in the reporting agencies used sick leave for family care or bereavement purposes. The percentage of eligible female employees using sick leave for family care or bereavement purposes rose to 21.1 percent in 1996, while the percentage of male employees using this benefit increased to 13.3 percent. Male employees using sick leave for these purposes used an average of 26.4 hours in 1995 and 30.0 hours in 1996, while female employees used an average of 20.5 hours in 1995 and 28.0 hours in 1996. On average, although more female than male employees exercised their entitlement to use sick leave for family care or bereavement purposes, the average number of hours used by males was slightly higher than the average number of hours used by females in both 1995 and 1996.

Data from OPM's Annual Survey of Work Years and Personnel Costs show that the average number of days of sick leave used by Federal civilian employees in Executive branch agencies (including the U.S. Postal Service) increased from 8.6 days in 1994 to 8.8 days in 1995 and to approximately 9.3 days in 1996 (1) . Thus, the average number of days of sick leave used for all purposes has increased by about 8 percent since 1994.

There are a number of factors to which the recent increase in the use of sick leave can be attributed. For example, in addition to the enactment of the Federal Employees Family Friendly Leave Act, Congress enacted separate legislation in 1994 to permit employees to use sick leave for any purpose related to the adoption of a child and to substitute sick leave retroactively for any annual leave used for adoption-related purposes between September 30, 1991, and September 30, 1994. Employees were entitled to request the retroactive substitution of sick leave for annual leave through September 30, 1996. The changing demographics of the Federal workforce--i.e., more working mothers, single parents, and adult children caring for parents, together with an aging population--also may be responsible for increases in the use of sick leave

Agency Reports and Suggestions

General Comments

The Federal Employees Family Friendly Leave Act has had a very positive impact on employees, managers, and the ability of Federal agencies to accomplish their mission. Overall, agencies reported that the Act has helped employees in their struggle to balance work and family responsibilities, and as a result, has made for a more productive and efficient workplace. The enactment of the Federal Employees Family Friendly Leave Act has allowed the Federal Government to be viewed as a flexible and caring employer. In addition, agencies reported that the Federal Employees Family Friendly Leave Act improved communication and instilled a more cooperative attitude between supervisors and employees. Some agencies reported a reduction of grievances filed by employees and disciplinary actions taken by supervisors.

The Federal Employees Family Friendly Leave Act also has helped to bridge the gap in income protection for employees who have little or no available paid annual leave, but who need paid time off from work for family care or bereavement purposes. For example, leave can be depleted very quickly when an employee is required to provide care concurrently for minor children and elderly parents or is recovering from the death of a parent and simultaneously must make alternative living arrangements for the surviving parent. Allowing an employee to use his or her sick leave precludes the need for extended periods of leave without pay, which has a negative effect on an employee's pay and benefits, such as within-grade increases and health benefits. In addition, the employee is better able to deal with the financial and personal strain caused by a family member's medical needs or death. Many agencies reported a reduction in an employee's level of stress when confronted with a serious illness or death in the family.

Extent to which 13-Day Limitation Meets Employee and Agency Needs

The agencies reported that only about 3.0 percent of those employees who used sick leave for family care or bereavement purposes in 1995 and 1996 (and less than 1 percent of all eligible Federal employees) used the maximum of 13 workdays. All of the agencies providing comments stated that the current limitations on the amount of sick leave that may be used each year for family care or bereavement purposes are sufficient to meet most employees' needs. However, although most agencies stated that there were only a small number of employees who used the maximum leave entitlement, there is concern that the 13-day limitation is inadequate for employees affected by long-term, catastrophic illnesses of family members. In addition, one agency believes the 13-day limitation may be insufficient for employees who require extensive travel time to reach family members (e.g., employees stationed overseas), since the travel time significantly reduces the amount of time available for taking care of these individuals. Some agencies believe the 13-day limitation may also be inadequate for employees who are required to provide care concurrently for minor children and elderly parents or are recovering from the death of a parent and simultaneously must make alternative living arrangements for the surviving parent.

Impact on Employees, Managers, and Agency Mission Accomplishment

Federal agencies believe the use of sick leave for family care or bereavement purposes had a very positive impact on employees, managers, and the ability of agencies to accomplish their agency mission. Agencies believe the entitlements provided by the Federal Employees Family Friendly Leave Act show that the Federal Government recognizes the importance of family responsibilities and is committed to assisting Federal employees in balancing the demands of work and family.

Federal agencies also believe the Federal Employees Family Friendly Leave Act allows for better planning for office coverage during employee absences when it is known in advance that an employee will be absent from work. One agency stated that planned preventive care for family members reduces the amount of unplanned "emergency" care. When employees were able to plan in advance, agencies reported that their mission did not falter because employees were more focused and productive while at work, since the employees were able to be with family members in times of need. Agencies believe that under most circumstances the employee would be absent in any event. Therefore, it is better for employee morale and agency planning purposes to have advance notice of the employee's intent to take time off.

The following list summarizes the positive impact noted by agencies of the Federal Employees Family Friendly Leave Act on employees, managers, and agency mission accomplishment: